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SEC Filings

DEF 14C
APOLLO EDUCATION GROUP INC filed this Form DEF 14C on 12/27/2013
Entire Document
 


(7)
Includes 48,295 shares that Mr. Martin has the right to acquire within 60 days of the date of the table set forth above.
(8)
Includes 45,258 shares that Dr. Herberger has the right to acquire within 60 days of the date of the table set forth above.
(9)
Includes (a) 5 shares held jointly in a custodial account with another person and (b) 37,406 shares that Dr. Kirschner has the right to acquire within 60 days of the date of the table set forth above.
(10)
Includes 27,021 shares that Mr. Rivelo has the right to acquire within 60 days of the date of the table set forth above.
(11)
Includes 12,242 shares that Ms. Shupp has the right to acquire within 60 days of the date of the table set forth above.
(12)
Includes 8,018 shares that Mr. Murley has the right to acquire within 60 days of the date of the table set forth above.
(13)
Includes 6,122 shares that Mr. Dozer has the right to acquire within 60 days of the date of the table set forth above.
(14)
Includes 5,425 shares that Mr. Weiss has the right to acquire within 60 days of the date of the table set forth above.
(15)
Includes 2,847 shares that Mr. Carter has the right to acquire within 60 days of the date of the table set forth above.
(16)
Includes 1,008,433 shares that all Directors and Executive Officers as a group have the right to acquire within 60 days of the date of the table set forth above. The 800,000 shares of Class A Common Stock that are deemed to be beneficially owned by both Dr. Sperling and Mr. Sperling, and that are included in the total beneficial ownership of Class A Common Stock reported for each of them, are only counted once in the total number of shares of Class A Common Stock reported as beneficially owned by the Executive Officers and Directors.
(17)
Includes 243,080 shares held by the revocable John Sperling Voting Stock Trust.
(18)
Includes 232,067 shares held by the revocable Peter Sperling Voting Stock Trust.
The address of each of the listed shareholders, unless noted otherwise, is in care of Apollo Education Group, Inc., 4025 South Riverpoint Parkway, Phoenix, Arizona 85040. The number of shares beneficially owned by each entity, director or executive officer is determined under the rules of the SEC and the information is not necessarily indicative of beneficial ownership for any other purpose. Under such rules, an entity or person is deemed a “beneficial owner” of a security if it, he or she has or shares the power to vote or direct the voting of such security or the power to dispose or direct the disposition of such security. An entity or person is also deemed to be a beneficial owner of any securities for which that entity or person has the right to acquire beneficial ownership within 60 days of October 31, 2013.

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