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DEF 14C
APOLLO EDUCATION GROUP INC filed this Form DEF 14C on 12/29/2014
Entire Document
 


(1) Includes the following shares of our Class A Common Stock that each beneficial owner has the right to acquire within 60 days of October 31, 2014:
Beneficial Owner
 
Shares
(#)
John Sperling Revocable Trust
 

Peter V. Sperling
 
102,286

Gregory W. Cappelli
 
536,830

Apollo Class B Voting Stock Trust No. 1
 

Brian L. Swartz
 
114,394

Terri C. Bishop
 
86,851

Sean B.W. Martin
 
84,561

Dr. Roy A. Herberger, Jr.
 
48,748

Dr. Ann Kirschner
 
40,896

Manuel F. Rivelo
 
27,021

Robert S. Murley
 
18,487

Darby E. Shupp
 
12,242

Matthew Carter, Jr.
 
13,316

Richard H. Dozer
 
6,122

Allen R. Weiss
 
5,425

J. Mitchell Bowling
 
7,769

Dr. Dana H. Born
 

Curtis M. Uehlein
 

All Executive Officers and Directors (18 persons)
 
1,164,318

(2) The trustees of the John Sperling Revocable Trust are Peter Sperling, Terri Bishop, and Darby Shupp, each of whom disclaims beneficial ownership of the shares held by the trust.
(3) Includes 791,486 shares pledged as security for various obligations of the John Sperling Revocable Trust.
(4) Includes the following:
800,000 shares of Class A Common Stock held by the John Sperling 1994 Irrevocable Trust, of which Mr. Sperling is the sole trustee;
551,156 shares of Class A Common Stock held by the Peter V. Sperling Revocable Trust, of which Mr. Sperling is the sole trustee;
946,036 shares held by Aurora Foundation, a tax-exempt organization of which Peter Sperling is the investment trustee;
232,067 shares of Class A Common Stock that the Peter Sperling Voting Stock Trust, of which Mr. Sperling is the sole trustee, has the right to acquire at any time, subject to certain limitations under the Shareholder Agreement as amended, upon conversion of its Class B Common Stock; and
1 share that Mr. Sperling has the right to acquire at any time upon conversion of his share of Class B Common Stock.
Of the shares currently directly and indirectly owned by Mr. Sperling, 2,749,431 shares are pledged as security for his various obligations.
(5) Includes 232,067 shares of Class B Common Stock held by the revocable Peter Sperling Voting Stock Trust.
(6) The trustees of the Apollo Class B Voting Stock Trust No. 1 are Peter Sperling, Terri Bishop, and Darby Shupp, each of whom disclaims beneficial ownership of the shares held by the trust.
(7) Represents 243,080 shares of Class A Common Stock that the Apollo Class B Voting Stock Trust No. 1 has the right to acquire at any time, subject to certain limitations under the Shareholder Agreement as amended, upon conversion of its Class B Common Stock.

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