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SEC Filings

DEF 14C
APOLLO EDUCATION GROUP INC filed this Form DEF 14C on 12/29/2014
Entire Document
 


SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The table below presents certain information regarding the beneficial ownership of our Class A Common Stock and Class B Common Stock as of October 31, 2014, by the following:
Each entity we know to own 5% or more of our Class B Common Stock;
Each of our directors;
Each of our named executive officers;
All of our directors and executive officers as a group; and
The John Sperling Revocable Trust.
We determined beneficial ownership in accordance with SEC rules, and the information is not necessarily indicative of beneficial ownership for any other purpose. As defined by such rules, each entity or person is deemed to be a “beneficial owner” if the entity or person has or shares the power to vote or direct the voting of a security or the power to dispose or direct the disposition of such security. To our knowledge, our deemed beneficial owners have sole voting and investment power with respect to their shares of Class A Common Stock or Class B Common Stock, except to the extent that authority is shared by spouses under applicable law or as otherwise noted. The address of each beneficial owner named in the table below is in care of Apollo Education Group, Inc., 4025 South Riverpoint Parkway, Phoenix, Arizona 85040.
We determined the applicable ownership percentage for each beneficial owner based on 108,006,963 shares and 475,149 shares of our outstanding Class A and Class B Common Stock, respectively, as of October 31, 2014. Beneficial ownership representing less than 1% is denoted with an asterisk (*).
 
 
Class A Common Stock
 
Class B Common Stock
Beneficial Owner
 
Shares
Beneficially
Owned(1)
(#)
 
Percent
of Class
Owned
(%)
 
Shares
Beneficially
Owned
(#)
 
Percent
of Class
Owned
(%)
John Sperling Revocable Trust(2)
 
 
6,950,088

(3) 
 
6.4

 
 

 
 

Peter V. Sperling
 
 
5,273,784

(4) 
 
4.9

 
 
232,068

(5) 
 
48.8

Gregory W. Cappelli
 
 
823,829

 
 
*

 
 

 
 

Apollo Class B Voting Stock Trust No. 1(6)
 
 
243,080

(7) 
 
*

 
 
243,080

 
 
51.2

Brian L. Swartz
 
 
135,873

 
 
*

 
 

 
 

Terri C. Bishop
 
 
115,315

(8) 
 
*

 
 
 
 
 
 
Sean B.W. Martin
 
 
98,366

(9) 
 
*

 
 

 
 

Dr. Roy A. Herberger, Jr.
 
 
78,982

 
 
*

 
 

 
 

Dr. Ann Kirschner
 
 
67,835

(10) 
 
*

 
 

 
 

Manuel F. Rivelo
 
 
40,283

 
 
*

 
 

 
 

Robert S. Murley
 
 
37,831

 
 
*

 
 

 
 

Darby E. Shupp
 
 
31,378

 
 
*

 
 

 
 

Matthew Carter, Jr.
 
 
30,016

 
 
*

 
 

 
 

Richard H. Dozer
 
 
24,223

 
 
*

 
 

 
 

Allen R. Weiss
 
 
22,970

 
 
*

 
 

 
 

J. Mitchell Bowling
 
 
22,778

 
 
*

 
 

 
 

Dr. Dana H. Born
 
 
2,833

 
 
*

 
 

 
 

Curtis M. Uehlein
 
 

 
 
*

 
 

 
 

All Executive Officers and Directors (18 persons)
 
 
6,883,393

 
 
6.3

 
 
232,068

 
 
48.8


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